Since its inception, Cashville Investments and Securities Limited has remained steadfast in its mission, leveraging cutting-edge Information Technology systems and a team of young, dynamic, and highly skilled professionals. 

Contact

020-01 293 4770

3rd Floor United Healthcare Building 19, Biaduo Street Off Keffi Street, Off Awolowo Road

info@cashvillesecurities.com

Regulatory Compliance

about us

Regulatory Compliance at Cashville Investments & Securities Limited

At Cashville Investments & Securities Limited, we are committed to upholding the highest standards of regulatory compliance in the Nigerian capital market. Our operations align with the rules and guidelines set by key regulatory bodies to ensure transparency, integrity, and investor protection.

Regulatory Bodies Governing Our Operations

We operate under the supervision and regulations of the following financial authorities:

  1. Securities and Exchange Commission (SEC Nigeria) – As a licensed stockbroking and investment advisory firm, we adhere to SEC regulations to ensure ethical and transparent financial practices.
  2. Nigerian Exchange Group (NGX) – Our stock trading and brokerage services comply with NGX listing and trading rules.
  3. Central Securities Clearing System (CSCS) – We ensure the safe settlement and transfer of securities in accordance with CSCS procedures.
  4. Financial Reporting Council of Nigeria (FRCN) – Our financial statements and disclosures comply with FRCN standards for transparency and accountability.
  5. Corporate Affairs Commission (CAC) – We operate as a legally registered entity, ensuring compliance with corporate governance laws.
  6. Economic and Financial Crimes Commission (EFCC) & Anti-Money Laundering (AML) Regulations – We implement strict Know Your Customer (KYC) and Anti-Money Laundering (AML) policies to prevent financial crimes.

Our Compliance Practices

✅ Strict Adherence to Financial Regulations – Our operations comply with SEC and NGX rules to protect investors and promote market integrity.
✅ Data Protection & Confidentiality – We safeguard client information, ensuring compliance with Nigeria’s Data Protection Regulation (NDPR).
✅ Transparent Investment Practices – We provide full disclosure on investment products, risks, and returns.
✅ Ethical Business Conduct – Our team follows industry best practices, avoiding conflicts of interest in financial transactions.

A professional Nigerian financial compliance officer in a modern corporate office, reviewing financial documents and regulatory reports on a laptop. The scene includes elements representing regulatory compliance, such as law books, stock market charts, and a visible SEC Nigeria logo in the background. The office setting is well-lit and has a formal, business-like atmosphere.

Client Protection & Risk Management

Cashville Investment & Securities Limited prioritizes investor protection by:

🔹 Conducting thorough due diligence on investment opportunities.
🔹 Providing accurate and timely financial information.
🔹 Ensuring compliance with all reporting and disclosure requirements.

Our commitment to regulatory compliance strengthens our reputation as a trusted and reliable financial services provider in Nigeria.

For more details on our compliance policies, feel free to contact us:

📧 Email: info@cashvillesecurities.com
📞 Phone: +201 2934 770